DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• I••••

I••••••••• I••state registeredChicago, IlIA-onlyIAPD 6899056

Feed of 09/14/2026

Also filed as R•••••• Ramirez I••••

At current firm

0 y

since May 29, 2026

In the industry

18 y

since Dec 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• I•• state registered current
since May 29, 2026 · Chicago, Il
L•••••••• C•••••• G••••• I••• independent RIA
Jun 30, 2023 to Sep 2, 2025 · Rolling Meadows, Il
J• W• C••• A•••••••• I••• BD affiliated
Oct 25, 2021 to Jul 10, 2023 · Rolling Meadows, Il
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jan 8, 2018 to Dec 31, 2019 · Oakbrook Terrace, Il

Moves

a registration end followed by a registration begin elsewhere

L•••••••• C•••••• G••••• I••• to I••••••••• I••
left Sep 2, 2025, registered May 29, 2026 (269 days) · RIA to a state-registered adviser
J• W• C••• A•••••••• I••• to L•••••••• C•••••• G••••• I•••
left Jul 10, 2023, registered Jun 30, 2023 (-10 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
T••••••••• F•••••••• A•••••••• L•• to J• W• C••• A•••••••• I•••
left Dec 31, 2019, registered Oct 25, 2021 (664 days) · Affiliated broker-dealer or bank to independent RIA

Signals

R•••••• I•••• left L•••••••• C•••••• G••••• I••• for I••••••••• I•• (registered 2026-05-29)
Sep 2, 2025 · Advisor changed firm · fact
R•••••• I•••• left J• W• C••• A•••••••• I••• for L•••••••• C•••••• G••••• I••• (registered 2023-06-30)
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address