RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• S•••• W•••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Maple Grove, Mn
- U••• B•••••• I••••••••• I••• formerOct 3, 2023 to Feb 13, 2026 · Saint Paul, Mn
- M•••••• F•••••••• P••••••• independent RIANov 20, 2020 to Mar 1, 2022 · St. Cloud, Mn
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- M•••••• F•••••••• P••••••• to U••• B•••••• I••••••••• I•••left Mar 1, 2022, registered Oct 3, 2023 (581 days) · RIA to affiliated broker-dealer or bank
- A•••••••• S•••• W••••••• left M•••••• F•••••••• P••••••• for U••• B•••••• I••••••••• I••• (registered 2023-10-03)Mar 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address