RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• L•• K••••••
- B••••••• J•••• L•• independent RIA currentsince Mar 23, 2022 · Seattle, Wa
- F•••• independent RIAApr 15, 2021 to Mar 21, 2022 · West Palm Beach, Fl
- A••••• P••••••• A••••••••• I••• formerMar 1, 2019 to Dec 3, 2021 · Walnut Creek, Ca
- U••••• C•••••• F•••••••• A••••••• independent RIAJul 30, 2018 to Sep 14, 2018 · Irving, Tx
- F•••• to B••••••• J•••• L••left Mar 21, 2022, registered Mar 23, 2022 (2 days) · RIA to RIA
- A••••• P••••••• A••••••••• I••• to F••••left Dec 3, 2021, registered Apr 15, 2021 (-232 days) · RIA to RIA
- U••••• C•••••• F•••••••• A••••••• to A••••• P••••••• A••••••••• I•••left Sep 14, 2018, registered Mar 1, 2019 (168 days) · RIA to RIA
- L•••• L•• K•••••• left Facet for B••••••• J•••• L•• (registered 2022-03-23)Mar 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address