DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• M•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHunt Valley, Mddual registrantIAPD 6909510

Certified Financial Planner

Feed of 09/14/2026

Also filed as E••• M•••••••

At current firm

0 y

since Mar 30, 2026

In the industry

18 y

since Jun 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Mar 30, 2026 · Hunt Valley, Md
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Apr 1, 2026 · Hunt Valley, Md
O•••• F•• I••• former
May 31, 2022 to Jan 24, 2025 · Hunt Valley, Md
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Nov 10, 2021 to May 26, 2022 · Shrewsbury, Pa
S••••••••• A•••••• A•••••••• I••• former
Sep 22, 2020 to Nov 10, 2021 · Towson, Md
S•• A•••••••• I••• former
Feb 5, 2020 to Sep 22, 2020 · Towson, Md

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 1, 2026, registered Mar 30, 2026 (-2 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••• F•• I•••
left May 26, 2022, registered May 31, 2022 (5 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 10, 2021, registered Nov 10, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Sep 22, 2020, registered Sep 22, 2020 (0 days) · corporate re-registration, not a move

Signals

E••• M••••••• left O•••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-03-30)
Apr 1, 2026 · Advisor changed firm · fact
E••• M••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for O•••• F•• I••• (registered 2022-05-31)
May 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address