RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• L•••••• C•••
- T••••• L•• independent RIA currentsince Mar 25, 2026 · Knoxville, Tn
- R••••• T• T•••••• unclassifiedNov 28, 2023 to Apr 30, 2026 · Louden, Tn
- R••••• • K•••••••• I••• independent RIAJan 13, 2022 to Oct 10, 2023 · Knoxville, Tn
- R••••• T• T•••••• to T••••• L••left Apr 30, 2026, registered Mar 25, 2026 (-36 days) · Other
- R••••• • K•••••••• I••• to R••••• T• T••••••left Oct 10, 2023, registered Nov 28, 2023 (49 days) · Other
- T••••• L•••••• C••• left R••••• T• T•••••• for T••••• L•• (registered 2026-03-25)Apr 30, 2026 · Advisor changed firm · fact
- T••••• L•••••• C••• left R••••• • K•••••••• I••• for R••••• T• T•••••• (registered 2023-11-28)Oct 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address