DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••••

A••••••••• F•••••••• S•••••••• L••national BDLittle Rock, Ar dual registrantIAPD 6938921

Feed of 09/15/2026

Also filed as Matt J••••••

At current firm

2 y

since Sep 10, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Sep 10, 2024 · Little Rock, Ar
S••• A••••••• S••••••• L•• C• mixed wealth
Feb 17, 2022 to Jul 29, 2024 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 4, 2021 to Feb 7, 2022 · Austin, Tx
C•••••• S••••• • C••• I••• national BD
Dec 20, 2018 to Nov 26, 2020 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

S••• A••••••• S••••••• L•• C• to A••••••••• F•••••••• S•••••••• L••
left Jul 29, 2024, registered Sep 10, 2024 (43 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••• A••••••• S••••••• L•• C•
left Feb 7, 2022, registered Feb 17, 2022 (10 days) · Other
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 26, 2020, registered Jan 4, 2021 (39 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

M•••••• J•••••• left S••• A••••••• S••••••• L•• C• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-09-10)
Jul 29, 2024 · Advisor changed firm · fact
M•••••• J•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••• A••••••• S••••••• L•• C• (registered 2022-02-17)
Feb 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address