RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P• S••••••••
- O••••••• C•• L•• asset manager currentsince Sep 1, 2026 · New York, Ny
- P••• I••••••••• L•• asset managerNov 13, 2019 to May 23, 2023 · Newark, Nj
- O••••••••• • C•• I••• BD affiliatedOct 16, 2018 to Oct 4, 2019 · Saddle Brook, Nj
- P••• I••••••••• L•• to O••••••• C•• L••left May 23, 2023, registered Sep 1, 2026 (1197 days) · Other
- O••••••••• • C•• I••• to P••• I••••••••• L••left Oct 4, 2019, registered Nov 13, 2019 (40 days) · Other
- D•••• P• S•••••••• left P••• I••••••••• L•• for O••••••• C•• L•• (registered 2026-09-01)May 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address