RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••••••• W••••• mixed wealth currentsince Jan 2, 2025 · Nashua, Nh
- F••••••••• I••••••••• A••••••• L•• independent RIADec 2, 2022 to Aug 15, 2024 · Phoenix, Az
- E•• F•••••••• A••••••• independent RIAOct 18, 2021 to Nov 7, 2022 · Glastonbury, Ct
- F••••••••• I••••••••• A••••••• L•• to S••••••••• W•••••left Aug 15, 2024, registered Jan 2, 2025 (140 days) · Other · moved with a team
- E•• F•••••••• A••••••• to F••••••••• I••••••••• A••••••• L••left Nov 7, 2022, registered Dec 2, 2022 (25 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• W•••••• R••••• left F••••••••• I••••••••• A••••••• L•• for S••••••••• W••••• (registered 2025-01-02)Aug 15, 2024 · Advisor changed firm · fact
- J••••• W•••••• R••••• left E•• F•••••••• A••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2022-12-02)Nov 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address