RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• W••••
- O•••• W•••••• I••• BD affiliated currentsince Feb 24, 2025 · Dallas, Tx
- F•••••• independent RIANov 22, 2024 to Apr 23, 2025 · Dallas, Tx
- O•••• F•• I••• formerApr 15, 2021 to Jul 3, 2024 · Dallas, Tx
- F•••••• to O•••• W•••••• I•••left Apr 23, 2025, registered Feb 24, 2025 (-58 days) · RIA to affiliated broker-dealer or bank
- O•••• F•• I••• to F••••••left Jul 3, 2024, registered Nov 22, 2024 (142 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• W•••• left Farther for O•••• W•••••• I••• (registered 2025-02-24)Apr 23, 2025 · Advisor changed firm · fact
- C•••• W•••• left O•••• F•• I••• for Farther (registered 2024-11-22)Jul 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address