RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• O••••• D•••••••
- S••••• C•••• A••••••• L•• state registered currentsince Jun 12, 2025 · Rochester Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDSep 22, 2023 to May 20, 2025 · Novi, Mi
- H••••• L•••• P••••••• independent RIAJun 7, 2023 to Sep 8, 2023 · Royal Oak, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 3, 2023 to Apr 4, 2023 · Southfield, Mi
- A••••••••• F•••••••• S•••••••• L•• to S••••• C•••• A••••••• L••left May 20, 2025, registered Jun 12, 2025 (23 days) · Affiliated broker-dealer or bank to a state-registered adviser
- H••••• L•••• P••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 8, 2023, registered Sep 22, 2023 (14 days) · RIA to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to H••••• L•••• P•••••••left Apr 4, 2023, registered Jun 7, 2023 (64 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• O••••• D••••••• left A••••••••• F•••••••• S•••••••• L•• for S••••• C•••• A••••••• L•• (registered 2025-06-12)May 20, 2025 · Advisor changed firm · fact
- A••••• O••••• D••••••• left H••••• L•••• P••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-09-22)Sep 8, 2023 · Advisor changed firm · fact
- A••••• O••••• D••••••• left M•• I•••••••• S•••••••• L•• for H••••• L•••• P••••••• (registered 2023-06-07)Apr 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address