DFX Intelligence
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Registered advisor
A••••• Y••••
Feed of 09/14/2026
At current firm
4 y
since Aug 23, 2022
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 23, 2022 · River Edge, Nj
- W•••• F•••• A••••••• wirehouseDec 3, 2020 to Aug 29, 2022 · Paramus, Nj
- M••••• S•••••• wirehouseNov 19, 2018 to Dec 21, 2020 · Pearl River, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Aug 29, 2022, registered Aug 23, 2022 (-6 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 21, 2020, registered Dec 3, 2020 (-18 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedAug 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address