C••••••••• J•••• S•••••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Mar 16, 2022 · Chandler, Az
• T• A••••••••• I••••••••• M••••••••• L•• former
  Oct 9, 2018 to Dec 31, 2020 · Mesa, Az
• T• A••••••••• I••• former
  Oct 9, 2018 to Jan 11, 2021 · Columbia, Md

• T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 11, 2021, registered Mar 16, 2022 (429 days) · Other
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Dec 31, 2020, registered Oct 9, 2018 (-814 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address