DFX Intelligence
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Registered advisor
J••••• B••••• W••••
Feed of 09/14/2026
Also filed as J••••• B••••• W••••
At current firm
1 y
since Sep 25, 2024
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Sep 25, 2024 · Ames, Ia
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Jun 26, 2024 · Savage, Mn
- W•••••• • R••• formerOct 31, 2018 to Jul 21, 2021 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jun 26, 2024, registered Sep 25, 2024 (91 days) · Other
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address