J•••• N••••••

L•• F•••••••• L••BD affiliatedNashville, Tndual registrantIAPD 6989616

Feed of 09/14/2026

Also filed as J•••• H• N••••••••• N••••••••• H•••• N••••••••• N••••••

At current firm

4 y

since Jun 28, 2022

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 28, 2022 · Nashville, Tn
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 23, 2019 to Jun 15, 2022 · Pittsburgh, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 24, 2019 to Aug 13, 2019 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••
left Jun 15, 2022, registered Jun 28, 2022 (13 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Aug 13, 2019, registered Sep 23, 2019 (41 days) · Other

Signals

••• Locked
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address