RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••••• F••••• W•••••• L•• no RAUM currentsince May 25, 2026 · Peabody, Ma
- L•• F•••••••• L•• BD affiliatedMar 4, 2020 to Jun 5, 2026 · Salem, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDOct 29, 2018 to Dec 9, 2019 · Middleton, Ma
- L•• F•••••••• L•• to C•••••••• F••••• W•••••• L••left Jun 5, 2026, registered May 25, 2026 (-11 days) · Affiliated broker-dealer or bank to a newly registered adviser
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 9, 2019, registered Mar 4, 2020 (86 days) · Affiliated broker-dealer or bank to another
- R••••• P•••• left L•• F•••••••• L•• for C•••••••• F••••• W•••••• L•• (registered 2026-05-25)Jun 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address