DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lucas Jon Peterson
Feed of 09/14/2026
At current firm
1 y
since May 30, 2025
In the industry
18 y
since Aug 1, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sequoia Financial Group, L.L.C. independent RIA currentsince May 30, 2025 · Akron, Oh
- Carlson Capital Management, LLC formerApr 18, 2024 to May 15, 2025 · Northfield, Mn
- Nottingham Wealth Partners, Inc. independent RIAOct 10, 2023 to Feb 29, 2024 · Syracuse, Ny
- Fbd Asset Mgmt independent RIADec 23, 2020 to Sep 26, 2021 · Bloomington, Mn
- Intervest International, Inc. formerFeb 28, 2019 to Nov 3, 2020 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Carlson Capital Management, LLC to Sequoia Financial Group, L.L.C.left May 15, 2025, registered May 30, 2025 (15 days) · corporate re-registration, not a move
- Nottingham Wealth Partners, Inc. to Carlson Capital Management, LLCleft Feb 29, 2024, registered Apr 18, 2024 (49 days) · RIA to RIA
- Fbd Asset Mgmt to Nottingham Wealth Partners, Inc.left Sep 26, 2021, registered Oct 10, 2023 (744 days) · RIA to RIA · moved with a team
- Intervest International, Inc. to Fbd Asset Mgmtleft Nov 3, 2020, registered Dec 23, 2020 (50 days) · RIA to a newly registered adviser · moved with a team
Signals
- Lucas Jon Peterson left Nottingham Wealth Partners, Inc. for Carlson Capital Management, Llc (registered 2024-04-18)Feb 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address