DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• B••••

V•• W••••• M••••••••• L••state registeredCoral Gables, FlIA-onlyIAPD 6997915

Feed of 09/14/2026

At current firm

3 y

since Jun 15, 2023

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•• W••••• M••••••••• L•• state registered current
since Jun 15, 2023 · Coral Gables, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 3, 2023 to May 17, 2023 · Miami, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 19, 2021 to Nov 28, 2022 · Sunrise, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 5, 2019 to Feb 16, 2021 · New York City, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•• W••••• M••••••••• L••
left May 17, 2023, registered Jun 15, 2023 (29 days) · Wirehouse to a state-registered adviser
C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 28, 2022, registered Jan 3, 2023 (36 days) · Affiliated broker-dealer or bank to wirehouse
M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Feb 16, 2021, registered Feb 19, 2021 (3 days) · Affiliated broker-dealer or bank to another

Signals

M•••• B•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V•• W••••• M••••••••• L•• (registered 2023-06-15)
May 17, 2023 · Advisor changed firm · fact
M•••• B•••• left C••••• I••••••••• A••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-03)
Nov 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address