DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• P••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• P••••
At current firm
3 y
since Dec 22, 2022
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 22, 2022 · Manchester, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 14, 2020 to Dec 21, 2022 · Merrimack, Nh
- O•••• I••••••••• I••• BD affiliatedJul 1, 2019 to Jun 16, 2020 · Nashua, Nh
- C••••••• S••••••••• I••• BD affiliatedFeb 19, 2019 to Jul 2, 2019 · Hudson, Nh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left Dec 21, 2022, registered Dec 22, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- O•••• I••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 16, 2020, registered Oct 14, 2020 (120 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to O•••• I••••••••• I•••left Jul 2, 2019, registered Jul 1, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- B•••• P•••• left F••••••• P••••••• A•• W•••••••• A••••••• for L•• F•••••••• L•• (registered 2022-12-22)Dec 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address