RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B••••••
- T•• A•••••••• G•••• BD affiliated currentsince Mar 31, 2026 · New Paltz, Ny
- L•• F•••••••• L•• BD affiliatedJul 10, 2025 to Apr 13, 2026 · New Paltz, Ny
- C•••••• G•••• • C• I•• formerJul 16, 2021 to Jul 10, 2025 · New Paltz, Ny
- L•• F•••••••• L•• to T•• A•••••••• G••••left Apr 13, 2026, registered Mar 31, 2026 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- A••• B•••••• left L•• F•••••••• L•• for T•• A•••••••• G•••• (registered 2026-03-31)Apr 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address