DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Albert Bruce Moore
Feed of 09/14/2026
Also filed as Albert B Moore
At current firm
0 y
since Feb 19, 2026
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Supreme Alliance LLC independent RIA currentsince Feb 19, 2026 · Charlotte, Nc
- Vanderbilt Advisory Services BD affiliatedJun 10, 2022 to Aug 31, 2023 · Woodbury, Ny
- Cetera Investment Advisers LLC BD affiliatedOct 7, 2020 to Apr 26, 2022 · Jonesboro, Ar
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 17, 2019 to Oct 6, 2020 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Vanderbilt Advisory Services to Supreme Alliance LLCleft Aug 31, 2023, registered Feb 19, 2026 (903 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Investment Advisers LLC to Vanderbilt Advisory Servicesleft Apr 26, 2022, registered Jun 10, 2022 (45 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Advisers LLCleft Oct 6, 2020, registered Oct 7, 2020 (1 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Albert Bruce Moore no longer holds an investment adviser registration (last listed at Supreme Alliance Llc on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Albert Bruce Moore left Vanderbilt Advisory Services for Supreme Alliance Llc (registered 2026-02-19)Aug 31, 2023 · Advisor changed firm · fact
- Albert Bruce Moore left Cetera Investment Advisers Llc for Vanderbilt Advisory Services (registered 2022-06-10)Apr 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address