RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J•••• V••••
- L••••••••• F•••••••• P•••••••• L•• former currentsince Jan 7, 2025 · Oglesby, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 16, 2024 to Jan 16, 2025 · Ottawa, Il
- N••••••••• M••••• I••••••••• S••••••••• to L••••••••• F•••••••• P•••••••• L••left Jan 16, 2025, registered Jan 7, 2025 (-9 days) · Other
- G•••••• J•••• V•••• left N••••••••• M••••• I••••••••• S••••••••• for L••••••••• F•••••••• P•••••••• L•• (registered 2025-01-07)Jan 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address