DFX Intelligence
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Registered advisor
G•••••• B•••• S•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G•••••• B•••• S•••••
At current firm
8 y
since Aug 22, 2018
In the industry
46 y
since Mar 1, 1980 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 22, 2018 · Red Bank, Nj
- C•••••• G•••• • C• I•• formerMay 19, 2005 to Aug 29, 2018 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Aug 29, 2018, registered Aug 22, 2018 (-7 days) · RIA to RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address