DFX Intelligence
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Registered advisor
R••••• W•••••• R•••
Feed of 09/14/2026
Also filed as R••••• W•••••• R••••••••• W•••••• R••••••••• R•••
At current firm
4 y
since Sep 24, 2021
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• S•••••••• I••••••••• I••• state registered currentsince Sep 24, 2021 · Provo, Ut
- M••• W••• W••••• M••••••••• L•• unclassifiedJan 12, 2021 to Sep 30, 2021 · Saratoga Springs, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••• W••• W••••• M••••••••• L•• to R••••••••• S•••••••• I••••••••• I•••left Sep 30, 2021, registered Sep 24, 2021 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address