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Registered advisor
J••• M•••••• A•••••
Feed of 09/14/2026
At current firm
11 y
since Jul 7, 2015
In the industry
46 y
since Jan 31, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 7, 2015 · Little Rock, Ar
- S••••• A••• A•••• M••••••••• I••• formerMar 11, 2009 to Jul 7, 2015 · Birmingham, Al
- S••••••• G•••• C•••••• unclassifiedNov 1, 2006 to Mar 18, 2009 · Little Rock, Ar
- S••••••••• W••••• M••••••••• L•• unclassifiedNov 4, 2004 to Nov 10, 2006 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 3, 1991 to Oct 26, 2004 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- S••••• A••• A•••• M••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 7, 2015, registered Jul 7, 2015 (0 days) · corporate re-registration, not a move
- S••••••• G•••• C•••••• to S••••• A••• A•••• M••••••••• I•••left Mar 18, 2009, registered Mar 11, 2009 (-7 days) · Other
- S••••••••• W••••• M••••••••• L•• to S••••••• G•••• C••••••left Nov 10, 2006, registered Nov 1, 2006 (-9 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• W••••• M••••••••• L••left Oct 26, 2004, registered Nov 4, 2004 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address