DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
3 y
since Sep 20, 2022
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Octogone Na other currentsince Sep 20, 2022 · Miami, Fl
- Octogone Na formerOct 25, 2021 to Aug 30, 2022 · Miami, Fl
- Deep Blue Investment Advisors otherOct 12, 2020 to Oct 13, 2021 · Tampa, Fl
- Joseph Gunnar & Co., LLC formerAug 21, 2019 to Nov 5, 2019 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Octogone Na to Octogone Naleft Aug 30, 2022, registered Sep 20, 2022 (21 days) · channel change inside one enterprise, not a move · moved with a team
- Deep Blue Investment Advisors to Octogone Naleft Oct 13, 2021, registered Oct 25, 2021 (12 days) · Other
- Joseph Gunnar & Co., LLC to Deep Blue Investment Advisorsleft Nov 5, 2019, registered Oct 12, 2020 (342 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address