RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S•••••
- F••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 31, 2021 · Bellevue, Wa
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 23, 2020 to Dec 10, 2020 · Redmond, Wa
- T• A••••••••• I••• formerJun 23, 2020 to Dec 10, 2020 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• to F••••• C•••••• M••••••••• L••left Dec 10, 2020, registered Jan 31, 2021 (52 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 10, 2020, registered Jun 23, 2020 (-170 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address