DFX Intelligence
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Registered advisor
E••••• S••••••••• D•••
Feed of 09/14/2026
Also filed as E••••• S••••••••• D•••
At current firm
4 y
since Jan 25, 2022
In the industry
46 y
since Dec 1, 1979 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•• A••••••• S••••••• I•• former currentsince Jan 25, 2022 · South Orange, Nj
- O•••• F•• I••• formerFeb 6, 1998 to Dec 31, 2005 · Chevy Chase, Md
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to E•• A••••••• S••••••• I••left Dec 31, 2005, registered Jan 25, 2022 (5869 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address