DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Brian Mcmullen
Feed of 09/14/2026
Also filed as Tim Mcmullen
At current firm
0 y
since Jan 29, 2026
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Riverside Financial Advisors LLC state registered currentsince Jan 29, 2026 · Pittsburgh, Pa
- Saxony Capital Management, LLC independent RIAJan 2, 2024 to Jan 27, 2026 · Pittsburgh, Pa
- Florida Financial Advisors, LLC BD affiliatedJul 11, 2019 to Jan 2, 2024 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Saxony Capital Management, LLC to Riverside Financial Advisors LLCleft Jan 27, 2026, registered Jan 29, 2026 (2 days) · RIA to a state-registered adviser
- Florida Financial Advisors, LLC to Saxony Capital Management, LLCleft Jan 2, 2024, registered Jan 2, 2024 (0 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Timothy Brian Mcmullen left Saxony Capital Management, Llc for Riverside Financial Advisors Llc (registered 2026-01-29)Jan 27, 2026 · Advisor changed firm · fact
- Timothy Brian Mcmullen left Florida Financial Advisors, Llc for Saxony Capital Management, Llc (registered 2024-01-02)Jan 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address