RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J• S••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 7, 2025 · Salt Lake City, Ut
- C•••••• W•••••• L•• independent RIAMar 12, 2025 to Oct 21, 2025 · Lehi, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 10, 2023 to Jan 31, 2025 · Salt Lake City, Ut
- C•••••• W•••••• L•• independent RIAFeb 3, 2023 to May 26, 2023 · Lehi, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 26, 2020 to Jan 27, 2023 · American Fork, Ut
- C•••••• W•••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 21, 2025, registered Oct 7, 2025 (-14 days) · RIA to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• W•••••• L••left Jan 31, 2025, registered Mar 12, 2025 (40 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C•••••• W•••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left May 26, 2023, registered Jul 10, 2023 (45 days) · RIA to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• W•••••• L••left Jan 27, 2023, registered Feb 3, 2023 (7 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J• S•••• left C•••••• W•••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-10-07)Oct 21, 2025 · Advisor changed firm · fact
- E••••• J• S•••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• W•••••• L•• (registered 2025-03-12)Jan 31, 2025 · Advisor changed firm · fact
- E••••• J• S•••• left C•••••• W•••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-07-10)May 26, 2023 · Advisor changed firm · fact
- E••••• J• S•••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• W•••••• L•• (registered 2023-02-03)Jan 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address