RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L•• T••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince Jun 12, 2025 · Lakewood, Co
- L•••••• F•••••••• G•••• unclassifiedSep 5, 2014 to Nov 30, 2015 · Denver, Ct
- R•••• F••• M••••••••• L•• independent RIASep 4, 2013 to Mar 5, 2015 · Lady Lake, Fl
- R•••• I••••••••• A••••••• L•• BD affiliatedMar 4, 2013 to Mar 5, 2015 · Denver, Co
- S•••••• I••••••••• G••••• L•• formerJun 12, 2008 to Sep 30, 2008 · Denver, Co
- A••••••• I••••••••• S••••••• formerDec 4, 2007 to Nov 9, 2012 · Denver, Co
- L•••••• F•••••••• G•••• to R•••• F••• M••••••••• L••left Nov 30, 2015, registered Jun 12, 2025 (3482 days) · Other
- R•••• I••••••••• A••••••• L•• to R•••• F••• M••••••••• L••left Mar 5, 2015, registered Sep 4, 2013 (-547 days) · Other
- R•••• F••• M••••••••• L•• to L•••••• F•••••••• G••••left Mar 5, 2015, registered Sep 5, 2014 (-181 days) · Other
- A••••••• I••••••••• S••••••• to S•••••• I••••••••• G••••• L••left Nov 9, 2012, registered Jun 12, 2008 (-1611 days) · Other
- S•••••• I••••••••• G••••• L•• to R•••• I••••••••• A••••••• L••left Sep 30, 2008, registered Mar 4, 2013 (1616 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address