DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• J•••••••• M••••••

G•••••• C•••••• A•••••••state registeredScottsdale, AzIA-onlyIAPD 709764

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since May 28, 2024

In the industry

46 y

since Jun 3, 1980 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••••• C•••••• A••••••• state registered current
since May 28, 2024 · Scottsdale, Az
G•••••• C•••••• A••••••• state registered
May 28, 2024 to Dec 31, 2024 · Scottsdale, Az
C••• L•• BD affiliated
May 16, 2023 to Mar 6, 2024 · Newport Beach, Ca
S••••••••• A•••• M••••••••• L•• former
Jul 22, 2013 to Mar 19, 2024 · Scottsdale, Az
P•••••• A•••••••• L•• former
Oct 7, 2010 to Sep 30, 2013 · Scottsdale, Az
Q•• F•••••••• L•• unclassified
Feb 10, 2006 to Feb 11, 2011 · Scottsdale, Az
M••••••• A•••••••• I•• unclassified
Feb 11, 1985 to Feb 16, 2006 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••• M••••••••• L•• to C••• L••
left Mar 19, 2024, registered May 16, 2023 (-308 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••• L•• to G•••••• C•••••• A•••••••
left Mar 6, 2024, registered May 28, 2024 (83 days) · Affiliated broker-dealer or bank to a state-registered adviser
P•••••• A•••••••• L•• to S••••••••• A•••• M••••••••• L••
left Sep 30, 2013, registered Jul 22, 2013 (-70 days) · Other
Q•• F•••••••• L•• to P•••••• A•••••••• L••
left Feb 11, 2011, registered Oct 7, 2010 (-127 days) · Other
M••••••• A•••••••• I•• to Q•• F•••••••• L••
left Feb 16, 2006, registered Feb 10, 2006 (-6 days) · Other

Signals

P••• J•••••••• M•••••• left S••••••••• A•••• M••••••••• L•• for C••• L•• (registered 2023-05-16)
Mar 19, 2024 · Advisor changed firm · fact
P••• J•••••••• M•••••• left C••• L•• for G•••••• C•••••• A••••••• (registered 2024-05-28)
Mar 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 46derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address