RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• L••• J•••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Mar 12, 2024 · Madison West, Wi
- U•• F•••••••• S••••••• I••• wirehouseApr 8, 2022 to Mar 22, 2024 · Madison, Wi
- U•• F•••••••• S••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Mar 22, 2024, registered Mar 12, 2024 (-10 days) · Wirehouse to independent RIA · moved with a team
- C••••••• L••• J••••••• left U•• F•••••••• S••••••• I••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-03-12)Mar 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address