DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brooke Weise

Weise Financial Wellnessstate registeredMiddlebury, CtIA-onlyIAPD 7122549

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brooke Whiteley

At current firm

0 y

since May 6, 2026

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Weise Financial Wellness state registered current
since May 6, 2026 · Middlebury, Ct
Ellevest independent RIA
Aug 16, 2024 to Apr 7, 2025 · Middlebury, Ct
LPL Financial LLC BD affiliated
Oct 26, 2023 to Mar 12, 2024 · Fort Mill, Sc
Avantax Advisory Services former
Oct 16, 2020 to Oct 16, 2023 · Southbury, Ct
Haviland & Sams, LLC state registered
Jul 6, 2019 to Aug 5, 2020 · Farmington, Ct

Moves

a registration end followed by a registration begin elsewhere

Ellevest to Weise Financial Wellness
left Apr 7, 2025, registered May 6, 2026 (394 days) · RIA to a state-registered adviser
LPL Financial LLC to Ellevest
left Mar 12, 2024, registered Aug 16, 2024 (157 days) · Affiliated broker-dealer or bank to independent RIA
Avantax Advisory Services to LPL Financial LLC
left Oct 16, 2023, registered Oct 26, 2023 (10 days) · Affiliated broker-dealer or bank to another
Haviland & Sams, LLC to Avantax Advisory Services
left Aug 5, 2020, registered Oct 16, 2020 (72 days) · Other

Signals

Brooke Weise left Ellevest for Weise Financial Wellness (registered 2026-05-06)
Apr 7, 2025 · Advisor changed firm · fact
Brooke Weise left Lpl Financial Llc for Ellevest (registered 2024-08-16)
Mar 12, 2024 · Advisor changed firm · fact
Brooke Weise left Avantax Advisory Services for Lpl Financial Llc (registered 2023-10-26)
Oct 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address