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Registered advisor
R••••• R••••••• L•••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Randy L•••
At current firm
6 y
since May 27, 2020
In the industry
28 y
since May 28, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 27, 2020 · Birmingham, Al
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Jun 3, 2020 · Birmingham, Al
- I••••• F•••••••• C••••••••• formerOct 6, 2010 to Feb 16, 2018 · Duluth, Ga
- N•• A•••••• S•••••••• L•• formerJun 10, 2010 to Sep 13, 2010 · Birmingham, Al
- E•••••••• A•••••••• L•• national BDJun 22, 1999 to Jun 3, 2010 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 3, 2020, registered May 27, 2020 (-7 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to I••••• F•••••••• C•••••••••left Sep 13, 2010, registered Oct 6, 2010 (23 days) · Other
- E•••••••• A•••••••• L•• to N•• A•••••• S•••••••• L••left Jun 3, 2010, registered Jun 10, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address