RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• E••• D••••••••
- S••••••• W••••• M••••••••• independent RIA currentsince Aug 4, 2026 · North Logan, Ut
- L•• F•••••••• L•• BD affiliatedJan 31, 2025 to Jun 22, 2026 · Cottonwood Heights, Ut
- A•••• W••••• A••••••• independent RIAAug 7, 2020 to Dec 4, 2023 · Logan, Ut
- L•• F•••••••• L•• to S••••••• W••••• M•••••••••left Jun 22, 2026, registered Aug 4, 2026 (43 days) · Affiliated broker-dealer or bank to independent RIA
- A•••• W••••• A••••••• to L•• F•••••••• L••left Dec 4, 2023, registered Jan 31, 2025 (424 days) · RIA to affiliated broker-dealer or bank
- J••••••• E••• D•••••••• left L•• F•••••••• L•• for S••••••• W••••• M••••••••• (registered 2026-08-04)Jun 22, 2026 · Advisor changed firm · fact
- J••••••• E••• D•••••••• left A•••• W••••• A••••••• for L•• F•••••••• L•• (registered 2025-01-31)Dec 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address