DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• A•••• K••••••••

B••••••• J•••• L••independent RIASeattle, Wa IA-onlyIAPD 7131937

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••••• A•••• K••••••••

At current firm

0 y

since May 9, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• J•••• L•• independent RIA current
since May 9, 2026 · Beachwood, Oh
I••••••••• W••••• A•••••••• L•• independent RIA
Nov 5, 2024 to Apr 28, 2026 · I•••••••••, Oh
D••••• M•••• A•••••••• L•• independent RIA
Jan 25, 2024 to Oct 30, 2024 · Cleveland, Oh
S•••••• F•••••••• G••••• L••••• independent RIA
Jan 12, 2022 to Sep 19, 2023 · Mayfield Heights, Oh
N•• F•••••••• P••••••• former
Mar 9, 2021 to Nov 7, 2022 · Mayfield Heights, Oh
O•••• W•••••• I••• BD affiliated
Feb 23, 2021 to Nov 2, 2022 · Mayfield Hts, Oh

Moves

a registration end followed by a registration begin elsewhere

I••••••••• W••••• A•••••••• L•• to B••••••• J•••• L••
left Apr 28, 2026, registered May 9, 2026 (11 days) · RIA to RIA
D••••• M•••• A•••••••• L•• to I••••••••• W••••• A•••••••• L••
left Oct 30, 2024, registered Nov 5, 2024 (6 days) · Other
S•••••• F•••••••• G••••• L••••• to D••••• M•••• A•••••••• L••
left Sep 19, 2023, registered Jan 25, 2024 (128 days) · Other
N•• F•••••••• P••••••• to S•••••• F•••••••• G••••• L•••••
left Nov 7, 2022, registered Jan 12, 2022 (-299 days) · RIA to RIA · moved with a team
O•••• W•••••• I••• to N•• F•••••••• P•••••••
left Nov 2, 2022, registered Mar 9, 2021 (-603 days) · Affiliated broker-dealer or bank to independent RIA

Signals

M••••••• A•••• K•••••••• left I••••••••• W••••• A•••••••• L•• for B••••••• J•••• L•• (registered 2026-05-09)
Apr 28, 2026 · Advisor changed firm · fact
M••••••• A•••• K•••••••• left D••••• M•••• A•••••••• L•• for I••••••••• W••••• A•••••••• L•• (registered 2024-11-05)
Oct 30, 2024 · Advisor changed firm · fact
M••••••• A•••• K•••••••• left S•••••• F•••••••• G••••• L••••• for D••••• M•••• A•••••••• L•• (registered 2024-01-25)
Sep 19, 2023 · Advisor changed firm · fact
M••••••• A•••• K•••••••• left N•• F•••••••• P••••••• for S•••••• F•••••••• G••••• L••••• (registered 2022-01-12)
Nov 7, 2022 · Advisor changed firm · fact
M••••••• A•••• K•••••••• left O•••• W•••••• I••• for N•• F•••••••• P••••••• (registered 2021-03-09)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address