RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• K•••••• W•••••••••
- C•••••• W••••• A••••••• G•••• independent RIA currentsince Jan 17, 2025 · Fleming Island, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 17, 2019 to Jan 3, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• W••••• A••••••• G••••left Jan 3, 2025, registered Jan 17, 2025 (14 days) · Wirehouse to independent RIA
- A••• K•••••• W••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• W••••• A••••••• G•••• (registered 2025-01-17)Jan 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address