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RIA Intelligence
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Registered advisor
K••• R• M•••••
Feed of 09/14/2026
Also filed as K••• M•••••
At current firm
2 y
since Dec 11, 2023
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W••••• M••••••••• independent RIA currentsince Dec 11, 2023 · Evanston, Il
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Dec 8, 2023 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 12, 2021 to Sep 7, 2023 · Chicago, Il
- T• A••••••••• I••• formerFeb 12, 2021 to Oct 14, 2022 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 25, 2020 to Dec 31, 2020 · Park Ridge, Il
- T• A••••••••• I••• formerJun 25, 2020 to Jan 11, 2021 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 3, 2020 to Jun 4, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to R••••• W••••• M•••••••••left Dec 8, 2023, registered Dec 11, 2023 (3 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Feb 12, 2021 (-609 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Jun 25, 2020 (-189 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 4, 2020, registered Jun 25, 2020 (21 days) · Wirehouse to independent RIA
Signals
- K••• R• M••••• left C•••••• S••••• • C••• I••• for R••••• W••••• M••••••••• (registered 2023-12-11)Dec 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address