RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S•••• K•••
- K••• C•••••• A••••••• L•• state registered currentsince Aug 10, 2026 · Camarillo, Ca
- H•••••••• F•••••••• G•••• independent RIAJan 4, 2023 to Jun 12, 2026 · Thousand Oaks, Ca
- P•••••• F•••••••• S••••••••• I•• independent RIAAug 28, 2020 to Jan 17, 2023 · Thousand Oaks, Ca
- H•••••••• F•••••••• G•••• to K••• C•••••• A••••••• L••left Jun 12, 2026, registered Aug 10, 2026 (59 days) · RIA to a state-registered adviser
- P•••••• F•••••••• S••••••••• I•• to H•••••••• F•••••••• G••••left Jan 17, 2023, registered Jan 4, 2023 (-13 days) · RIA to RIA
- J••••• S•••• K••• left H•••••••• F•••••••• G•••• for K••• C•••••• A••••••• L•• (registered 2026-08-10)Jun 12, 2026 · Advisor changed firm · fact
- J••••• S•••• K••• left P•••••• F•••••••• S••••••••• I•• for H•••••••• F•••••••• G•••• (registered 2023-01-04)Jan 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address