RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• F• M•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 23, 2026 · Wichita, Ks
- G••••• P•••••• W••••• independent RIANov 13, 2022 to Mar 6, 2026 · Wichita, Ks
- V• W••••• A••••••• L•• formerAug 9, 2021 to Dec 21, 2022 · Wichita, Ks
- G••••• P•••••• W••••• to A••••••••• F•••••••• S•••••••• L••left Mar 6, 2026, registered Jul 23, 2026 (139 days) · RIA to affiliated broker-dealer or bank
- V• W••••• A••••••• L•• to G••••• P•••••• W•••••left Dec 21, 2022, registered Nov 13, 2022 (-38 days) · RIA to a newly registered adviser · moved with a team
- M•••• F• M••••• left G••••• P•••••• W••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-07-23)Mar 6, 2026 · Advisor changed firm · fact
- M•••• F• M••••• left V• W••••• A••••••• L•• for G••••• P•••••• W••••• (registered 2022-11-13)Dec 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address