DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• A•• R•••••••

W•••• I••••••••• A•••••••• L••otherWarwick, Ridual registrantIAPD 7154252

Feed of 09/14/2026

Also filed as Karen Ann Bolinger

At current firm

0 y

since Jan 2, 2026

In the industry

20 y

since Aug 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• I••••••••• A•••••••• L•• other current
since Jan 2, 2026 · Warwick, Ri
O•••• W•••••• I••• BD affiliated
Jun 21, 2023 to Sep 3, 2025 · Salem, Nh
L•• F•••••••• L•• BD affiliated
Jul 21, 2021 to Jul 7, 2023 · Hamden, Ct
W•••••• • R••• former
Feb 26, 2020 to Jul 21, 2021 · West Warwick, Ri

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to W•••• I••••••••• A•••••••• L••
left Sep 3, 2025, registered Jan 2, 2026 (121 days) · Other
L•• F•••••••• L•• to O•••• W•••••• I•••
left Jul 7, 2023, registered Jun 21, 2023 (-16 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to L•• F•••••••• L••
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move

Signals

K•••• A•• R••••••• left O•••• W•••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2026-01-02)
Sep 3, 2025 · Advisor changed firm · fact
K•••• A•• R••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2023-06-21)
Jul 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address