DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
8 y
since Aug 29, 2018
In the industry
46 y
since Aug 1, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- 5t Wealth, LLC independent RIA currentsince Aug 29, 2018 · Napa, Ca
- Mid Atlantic Financial Management, Inc. formerMay 4, 2004 to Aug 2, 2004 · Pittsburgh, Pa
- Fdx Advisors, Inc. asset managerMar 12, 2002 to May 4, 2004 · St. Helena, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mid Atlantic Financial Management, Inc. to 5t Wealth, LLCleft Aug 2, 2004, registered Aug 29, 2018 (5140 days) · Other
- Fdx Advisors, Inc. to Mid Atlantic Financial Management, Inc.left May 4, 2004, registered May 4, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address