DFX Intelligence
RIA Intelligence
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Registered advisor
T••••• A•••••••• G•••
Feed of 09/15/2026
Also filed as T••••• A G•••
At current firm
0 y
since Apr 3, 2026
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• M••••••••• independent RIA currentsince Apr 3, 2026 · San Antonio, Tx
- E••••••• W••••• A••••••• formerOct 6, 2022 to Apr 30, 2026 · Oklahoma City, Ok
- E••••••• W••••• A••••••• formerMay 25, 2020 to Jun 3, 2022 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- E••••••• W••••• A••••••• to S••••• W••••• M•••••••••left Apr 30, 2026, registered Apr 3, 2026 (-27 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address