RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• H••••• N•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 28, 2018 · Overland Park, Ks
- P••••••• F•••••••• G•••• formerJan 11, 2017 to Jun 28, 2019 · Overland Park, Ks
- P••••••• F•••••••• G•••• formerJun 17, 2016 to Dec 31, 2016 · Overland Park, Ks
- O••••••••• institutionalMay 28, 2014 to Dec 31, 2014 · Overland Park, Ks
- O••••••••• institutionalMay 9, 2014 to Jan 18, 2016 · Overland Park, Ks
- O••••••••• • C•• I••• BD affiliatedJan 10, 2011 to May 19, 2014 · Leawood, Ks
- P••••••• F•••••••• G•••• to L•• F•••••••• L••left Jun 28, 2019, registered Nov 28, 2018 (-212 days) · RIA to RIA · moved with a team
- O••••••••• to P••••••• F•••••••• G••••left Dec 31, 2014, registered Jun 17, 2016 (534 days) · Other
- O••••••••• • C•• I••• to O•••••••••left May 19, 2014, registered May 9, 2014 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address