DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frederick Cary Lake
Feed of 09/14/2026
Also filed as Rick Lake
At current firm
2 y
since Sep 10, 2024
In the industry
37 y
since Jan 1, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Crito Capital Advisers LLC state registered currentsince Sep 10, 2024 · Stamford, Ct
- Crito Capital LLC state registeredNov 7, 2022 to Sep 4, 2024 · Stamford, Ct
- F/M Investments LLC asset managerDec 10, 2019 to Jun 15, 2021 · Washington, Dc
- Lake Partners,Inc. formerSep 24, 1991 to Jun 28, 2019 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Crito Capital LLC to Crito Capital Advisers LLCleft Sep 4, 2024, registered Sep 10, 2024 (6 days) · channel change inside one enterprise, not a move
- F/M Investments LLC to Crito Capital LLCleft Jun 15, 2021, registered Nov 7, 2022 (510 days) · Other
- Lake Partners,Inc. to F/M Investments LLCleft Jun 28, 2019, registered Dec 10, 2019 (165 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address