T•••••• M•••••• F•••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Manhattan, Ny
• A•••••• A••••••• S••••••• former
  Nov 14, 2023 to Sep 5, 2025 · Hauppauge, Ny
• O•••• W•••••• I••• BD affiliated
  Jul 16, 2021 to Nov 17, 2023 · Melville, Ny
• E•••••••• A•••••••• L•• national BD
  Feb 5, 2020 to Jul 28, 2021 · Melville, Ny

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• O•••• W•••••• I••• to A•••••• A••••••• S•••••••
  left Nov 17, 2023, registered Nov 14, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• E•••••••• A•••••••• L•• to O•••• W•••••• I•••
  left Jul 28, 2021, registered Jul 16, 2021 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team

• ••• Locked
  Nov 17, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address