DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Gregory Dahl
Feed of 09/14/2026
Also filed as Jonathan Gregory Dahl
At current firm
2 y
since Aug 20, 2024
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Advised Services BD affiliated currentsince Aug 20, 2024 · Tampa, Fl
- Charles Schwab & Co., Inc. national BDMay 9, 2022 to Jan 10, 2024 · Tampa, Fl
- Td Ameritrade Investment Management, LLC formerSep 28, 2021 to Sep 7, 2023 · Tampa, Fl
- Td Ameritrade, Inc. formerSep 24, 2021 to Oct 14, 2022 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Principal Advised Servicesleft Jan 10, 2024, registered Aug 20, 2024 (223 days) · Affiliated broker-dealer or bank to another · moved with a team
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left Sep 7, 2023, registered May 9, 2022 (-486 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 14, 2022, registered Sep 28, 2021 (-381 days) · corporate re-registration, not a move
Signals
- Jonathan Gregory Dahl left Charles Schwab & Co., Inc. for Principal Advised Services (registered 2024-08-20)Jan 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address