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Registered advisor
F•••• R••••• P••••••••
Feed of 09/14/2026
Also filed as F•••• R••••• P••••••••
At current firm
4 y
since May 18, 2022
In the industry
44 y
since Jul 1, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Bay Shore, Ny
- C••• B•••••••• S•••••••• I••• formerMay 3, 2013 to May 18, 2022 · Bay Shore, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 21, 2012 to Apr 25, 2013 · New York, Ny
- H••• S••••••••• •••• I••• BD affiliatedJun 9, 2006 to Jun 7, 2012 · New York, Ny
- Q•••• • R•••••• I••• unclassifiedOct 11, 2002 to Oct 18, 2004 · Commack, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to C••• B•••••••• S•••••••• I•••left Apr 25, 2013, registered May 3, 2013 (8 days) · Other
- H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••left Jun 7, 2012, registered Jun 21, 2012 (14 days) · Other
- Q•••• • R•••••• I••• to H••• S••••••••• •••• I•••left Oct 18, 2004, registered Jun 9, 2006 (599 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address