RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• T•••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 3, 2026 · Greenville, Sc
- L•• F•••••••• L•• BD affiliatedJun 21, 2023 to Jun 2, 2026 · Fort Mill, Sc
- U•• F•••••••• S••••••• I••• wirehouseJul 24, 2020 to Mar 25, 2022 · Charlotte, Nc
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 2, 2026, registered Jun 3, 2026 (1 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Mar 25, 2022, registered Jun 21, 2023 (453 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• D• T••••••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-06-03)Jun 2, 2026 · Advisor changed firm · fact
- M•••••• D• T••••••• left U•• F•••••••• S••••••• I••• for L•• F•••••••• L•• (registered 2023-06-21)Mar 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address