DFX Intelligence
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Registered advisor
T••••• W•••••• A•••••••
Feed of 09/14/2026
Also filed as T••••• W• A••••••••• A••••••••• A••••••••• A•••••••
At current firm
2 y
since Apr 26, 2024
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Registration history
IAPD current and previous registrations
- L•••••••• F•••••••• P••••••• state registered currentsince Apr 26, 2024 · Manor, Tx
- O•••• W•••••• I••• BD affiliatedApr 24, 2023 to Oct 31, 2023 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 3, 2022 to Apr 21, 2023 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•••••••• F•••••••• P•••••••left Oct 31, 2023, registered Apr 26, 2024 (178 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Apr 21, 2023, registered Apr 24, 2023 (3 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 31, 2023 · Advisor changed firm · fact
- ••• LockedApr 21, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address